Responsible for ensuring that a comprehensive risk based control monitoring programme exists across the function, evidencing the adequacy and effectiveness of key controls

Perform regular business controls and monitoring on various areas, . Investment Suitability, Cross Border, Anti-Fraud, etc., and produce management reporting on the findings.

Conduct thematic reviews, investigations and gap analysis on different aspects within the FLoD.

Participate in ad-hoc projects and work closely with stakeholders to implement changes & enhancements.

Responsible for the development of a strong risk awareness and client fairness culture across all aspects of the business.