Advance your legal career with the Canadian Investment Regulatory Organization as a Counsel in Registration, based in Toronto. This permanent, hybrid position emphasizes compliance and securities law proficiency.
In this influential role, you’ll be responsible for delivering strategic legal guidance regarding registration operations and addressing escalations. Your legal expertise will be crucial for processing high-risk filings and conducting suitability reviews in alignment with CIRO’s investor protection mandate. Collaborating with various teams, you will ensure compliance with regulations while contributing to policy development in the Canadian investment landscape.
Key Responsibilities:
• Offer sound legal advice on registration matters
• Assist in processing complex and high-risk filings
• Oversee investigative processes for suitability reviews
• Facilitate communications on regulatory matters
• Engage with CIRO’s stakeholders and external regulatory bodies