Become a Compliance Advisory Leader at BMO Investments, guiding compliance strategies in a hybrid role. Utilize your vast experience to promote a strong compliance culture while managing a high-performing team.
This leadership role within BMO’s Compliance team involves managing compliance oversight for BMO Investments Inc. You will be instrumental in delivering compliance expertise and guidance while supporting the alignment of our compliance programs with regulatory expectations. Your leadership will foster accountability and sound judgment across the team, crucial for navigating regulatory landscapes.
Key Responsibilities:
• Lead a team devoted to compliance advisory
• Function as a senior advisor on regulatory obligations
• Guide compliance risk assessments and processes
• Engage with regulators during exams and reviews
• Generate impactful executive-level compliance communications
Requirements:
• 5+ years in mutual fund or dealer compliance
• Strong gr...