Join iA Private Wealth as a Compliance Director overseeing Tier 2 Supervision. Support compliance functions while leading a dedicated team across Canada in a hybrid environment.
As a key leader reporting to the CCO, you’ll play a strategic role in enhancing compliance and managing regulatory requirements. Your expertise in risk management and team development will ensure effective compliance across the Managed Program and Capital Markets. This is an opportunity to make a significant impact as you improve processes and foster relationships with advisors and business partners.
Key Responsibilities:
• Lead and develop a team of 25 compliance professionals
• Improve tier 2 supervision and compliance oversight
• Identify opportunities for risk management and efficiency
• Implement key performance indicators and compliance reports
• Advise on policies and industry training needs
Requirements:
• 15 years in finance, 5 years in management
• Bachelor's in finance o...