Société Générale is seeking a Compliance Officer to support Control Design and Testing in Montreal. This hybrid role focuses on regulatory compliance and surveillance initiatives across asset classes.
As part of the AMER Control Design and Testing Team, you will drive the design, testing, and management of surveillance controls. You will perform efficacy testing, assess regulatory risks, and maintain documentation for enhancements. Your proactive support will contribute to regional and global governance initiatives within Capital Markets Surveillance.
Key Responsibilities:
• Conduct efficacy control testing for internal and vendor compliance
• Assess regulatory risks tied to surveillance control adjustments
• Document surveillance control requirements and enhancements
• Support regional and global surveillance initiatives
• Analyze CMS alert metrics to prioritize testing focus
Requirements:
• Bachelor’s degree or equivalent
• Over 3 years of transaction su...