Elevate your career by becoming a Financial Compliance Analyst at Aviso Wealth. Drive compliance projects while ensuring adherence to Canadian financial regulations and empower client interests.
This 12-month role reports to the Manager of Compliance Strategy and Analytics, where you will engage in various compliance initiatives. You will be responsible for analyzing financial data and ensuring regulatory compliance across multiple account types. Your collaboration with finance and operations will enhance compliance processes while ensuring standards are met throughout Aviso.
Key Responsibilities:
• Review compliance documentation for policy violations
• Analyze and reconcile financial transactions for compliance
• Research new regulations affecting firm procedures
• Collaborate to provide compliance guidance and solutions
• Prepare comprehensive compliance reports using analytical tools
Requirements:
• Bachelor’s degree in Business or Finance
• Canadian S...