Elevate your career as an Advisor Compliance and Business Practice Specialist at Hub Financial in Woodbridge, ON. This hybrid full-time role emphasizes compliance monitoring and business support for independent financial advisors.
In this position, you will drive compliance adherence and assist in managing the regulatory expectations for advisors. You will be responsible for auditing processes, data analysis, and escalating any compliance issues found during your assessments. Strong organizational skills and industry experience are vital for your success.
Key Responsibilities:
• Review and assess advisor suitability reports
• Analyze data trends and prepare reports
• Collaborate with Insurers during audits
• Escalate compliance concerns identified in reviews
• Assist with project management tasks as assigned
Requirements:
• 3+ years working in life insurance settings
• Strong computer skills, especially in Microsoft Office
• Experience with broker regul...