Engage in a vital internship as an Intern in Risk Governance and Compliance focused on promoting ethical sales practices. Build important skills while ensuring compliance with regulatory standards in a supportive environment.
This position within the Governance & Control team emphasizes the importance of maintaining high conduct standards. You will collaborate with sales leaders to mitigate risks and enhance compliance procedures through effective oversight. Your role is crucial for fostering a culture of accountability and regulatory excellence.
Key Responsibilities:
• Conduct monitoring of sales practices and governance compliance
• Assist with audit readiness and remediation strategies
• Keep risk and regulatory inventories up to date
• Analyze sales data to identify potential risks
• Advise on conduct risk and best practices in sales
Requirements:
• Enrollment in an undergraduate program in Finance or related area
• Familiarity with regulatory complian...