One of the Top-Tier Investment Banking is expanding their business in Asia and looking for a Central Compliance talent focusing on Regulatory Affair (new headcount).
about the job
- Assist Regulatory Compliance Head in performing regulatory affairs management
- Liaise with Regulators (ie SFC) in the region in handling daily regulatory interactions, not limited to any daily communication, enquiries, inspections, questionnaires etc
- Communicate with HQ/senior management on any regulatory risk, regulatory initiatives and developments, current challenges etc
- Draft response to regulators and authorities
- ...