About This Opportunity
Lead the governance and compliance efforts for Registered Plans with TD in Toronto, Ontario. This senior manager role demands expertise in compliance and regulation, collaborating with stakeholders to enhance organizational best practices.
Reporting to the AVP of Regulatory Affairs, the Senior Manager will oversee a team dedicated to ensuring compliance with TD Wealth's Registered Products. Ideal candidates exhibit strong analytical abilities and exceptional communication skills, aimed at fostering relationships across various business lines. You will also guide your team in project execution while keeping abreast of legislative changes affecting registered plans.
Key Responsibilities:
• Serve as the subject matter expert for internal partners
• Collaborate with cross-functional teams to enhance compliance
• Prepare reports and presentations for Wealth executives
• Review and assess Trustee & Agent agreements
• Lead initiatives to...